Binge on the Best COMPLY Content
Binge on the Best COMPLY Content
Some inspiring names haven taken the COMPLY stage.
Watch these COMPLY sessions and be inspired to think bigger in your compliance program.
Consumer Protection
Regulatory Compliance
Regulatory Compliance
Consumer Protection
BNPL
Consumer Protection
Consumer Protection
Consumer Protection
Regulatory Compliance
Banking
Tech Innovations
Tech Innovations
Mortgage
Mortgage
Mortgage
FinTech
Regulatory Compliance
Consumer Protection
FinTech
Tech Innovations
Consumer Protection
Tech Innovations
Credit
FinTech
Consumer Protection
Consumer Protection
Regulatory Compliance
Consumer Protection
Regulatory Compliance
FinTech
Social Media
RegTech
Social Media
Consumer Protection
RegTech
FinTech
Regulatory Compliance
RegTech
RegTech
Consumer Protection
Regulatory Compliance
RegTech
Regulatory Compliance
Regulatory Compliance
Tech Innovations
RegTech
Regulatory Compliance
Tech Innovations
Consumer Protection
Consumer Protection
Regulatory Compliance
Consumer Protection
The CFPB in 2024: What Happened and What’s Next for Marketing Compliance
A look back at the CFPB in 2024 and expectations for compliance in 2025.
- Consumer Protection
CFPB Complaints, Enforcements, Rulemaking Surge, Future Projections
Get fresh perspectives into CFPB activity in 2023 and predictions for 2024
- Regulatory Compliance
Ensuring Marketing Compliance: Insights from Recent Enforcement Actions
Get ahead of regulatory scrutiny with expert insights from recent enforcement actions
- Regulatory Compliance
Minimizing UDAAP Compliance Risk
Gain valuable insights into UDAAP compliance and how to mitigate risk
- Consumer Protection
Using Risk Data & Analytics to Thrive
Chris Tocin from M&T Bank teaches how to build a scalable risk analytics program
BNPL and POS Lending: Protecting Consumers and the Industry
How lenders are ensuring that they’re meeting consumer protection expectations
- BNPL
- Consumer Protection
Comply Summit Kickoff
PerformLine CEO & Founder Alex Baydin sets the stage for the next three COMPLY events
Consumer Protection and State Regulators
Hear what heads of consumer protection for their states say about their bureau’s agenda
- Consumer Protection
- Regulatory Compliance
Industry Fireside Chat: Diversity, Equity, and Inclusion
Nikita Pearson is the Director of the Office of Minority and Women Inclusion at the FDIC
Tech Innovations and the Solve for Banks and FIs
Learn how innovators are meeting the expectations set for their partnerships to thrive
- Banking
- Tech Innovations
An Outlook from CCOs
Learn these CCOs' approaches to challenges & changes their compliance teams face
AML and KYC Compliance In a Shifting Digital World
Learn how experts are identifying & getting out in front of potential threats
- Tech Innovations
CEO Alex Baydin Welcome
Alex Baydin, CEO, kicking off the second event of the COMPLY Summit conference
Mortgage Industry Fireside Chats: Puja Amin
Mortgage expert Puja Amin reviews how she protects consumers with regulation challenges
- Mortgage
Mortgage Industry Fireside Chats: John Henson
Mortgage expert John Henson talks about the challenges the mortgage industry overcame
- Mortgage
Mortgage Industry Fireside Chats: Katherine Campbell
Mortgage expert Katherine Campbell discusses the regulatory challenges in the lending future
- Mortgage
Blitzscaling an Effective Marketing Compliance Program in Under 90 Days
Gain a roadmap of how to build an effective marketing compliance program for your firm
Meet the Regulators
How regulators stay ahead of the changing environment to ensure consumer protection
- FinTech
- Regulatory Compliance
FinTech and Financial Institutions: What's Next in the Digital Frontier?
Learn how leading players in the financial services space are innovating and adapting
- FinTech
- Tech Innovations
The CFPB Consumer Complaint Database: The Tools Every FI Should be Using
Join Scott Steckle to learn how to use the CFPB's database in your compliance program
- Consumer Protection
A Fireside Chat with Richard Cordray
Alex Baydin, CEO of PerformLine, chats with former CFPB director, Richard Cordray
Technology Firesides Chat with Matt Gavin of AB InBev
Learn how to transition to an "operationalized" compliance program that incorporates analytics
Tech Innovation and the Solve for Financial Institutions During A Crisis
Learn how organizations assess new compliance technologies to meet demands
- Tech Innovations
Using Compliance Data and Analytics as an Early Warning System
Learn how compliance and data analytics can help to turn insights into action
CEO Alex Baydin Welcome COMPLY19
Alex Baydin, CEO & Founder of PerformLine, kicks off COMPLY2019.
Building a Flywheel for Culture of Compliance and Collaboration
Learn how to develop proactive compliance programs
Business Lending: Partnerships that Work
How companies are scaling lending through partnerships and innovation
Compliance Hiring: Building the Right Team
Best practices for hiring the right compliance team
Credit: The Challenges and Opportunities of Demand and Compliance
Hear from the senior executives who are driving compliance and acquisitions
- Credit
Fighting Financial Crime Amidst Growing Complexity
Learn how experts in financial crimes are handling & getting out in front of threats
- Consumer Protection
- FinTech
Serving the Underserved: Grow Your Business, Deepen Your Impact
Jotaka helps fintechs and regulators find the balance between innovation and regulation
- Consumer Protection
- Regulatory Compliance
Regulatory Keynote: Richard Cordray, CFPB
Join Richard as he discusses the Bureau and his insights on the regulatory environment
Hear from the FTC's Director or the Bureau of Consumer Protection
Hear about the FTC’s enforcement priorities for fintech, Internet ads, payments, and servicing
- Consumer Protection
Hear from the Regulators
Join this panel of regulators as they share what's most pressing on their desks
- Regulatory Compliance
Industry Influencer: Harit Talwar, Goldman Sachs
Harit discusses Marcus by Goldman Sachs® and where he sees the industry headed
- FinTech
Managing the Growing Weight of Compliance In the U.S. and Beyond
Learn how RegTechs are navigating financial institutions' compliance programs
Product and Tech Spotlight: Social Media Compliance Monitoring
Tony Paterno showcases PerformLine's Social Media Compliance Monitoring
- Social Media
RegTechs Accelerating in the Ecosystem
Join RegTech executives as they discuss techs transforming risk and compliance practices
- RegTech
Social Media: What You Need to Know To Stay Compliant
Learn best practices for crafting & maintaining an effective social media compliance program
- Social Media
State Attorneys General and the Push on Consumer Protection
Hear the plans State AGs have to enforce federal and state consumer protection laws
- Consumer Protection
State of the Industry
How compliance matters more as regtech & fintech change the financial services landscape
- FinTech
- RegTech
- Regulatory Compliance
The Unique Compliance and Safety Considerations of the Gig Economy
The unique compliance, legal, and privacy considerations that affect the Gig Economy
Winning the Board Over With Control Metrics that Matter
How to bring credibility, support, and engagement for a compliance program
CEO Alex Baydin Welcome COMPLY2018
Hear from Alex Baydin, Founder & CEO, PerformLine on the first day of COMPLY2018
RegTech: A Triple Bottom Line Opportunity for Financial Institutions
Emerging RegTech solutions offer the ecosystem a triple bottom line
- RegTech
Investors Thesis in RegTech
What investors look for when making investments & insights on valuation ranges
- RegTech
From Compliance Rags to Riches: Winning the Battle for Budget
Vishal Ranjane of Protiviti and Chris Tocin from M&T Bank discuss compliance culture
Consumer Protection and the State Attorneys General
State AGs on how they enforce federal and state consumer protection laws
- Consumer Protection
Innovators Fireside Chat
How companies are turning to Regulatory Compliance Analytics solutions
CEO Welcome to COMPLY2018 Day 2
CEO Alex Baydin welcomes all to Day 2 of COMPLY2018
Digitally Native Regulation: Better, Faster, and Cheaper
Changes that are coming and what it all means for compliance professionals
Hear from Regulators
Our panel of regulators share what’s shaping their agendas and most pressing on their desks
- Regulatory Compliance
The Chief Compliance Officer Perspective
Learn CCOs' approaches to the challenges and changes provided by new technologies
Behind the Curtain on the Techs Powering RegTech
RegTech CEOs discuss tech that can transform your risk and compliance practice
- RegTech
GDPR: Is Your Organization REALLY Ready?
UK legal experts & Google’s former Head of Legal discusses the challenges of regulation
- Regulatory Compliance
Risk Signals in the Contact Center: Complaints, Compliance and Agent Performance
Where risk is emerging in regulations and expectations from the FTC and FCC
- Regulatory Compliance
Reimagining AML/KYC Compliance In Your Risk Department
How CROs are using RegTech to navigate and reimagine their compliance programs
Marketing and Compliance Mavens
Leaders are engaging consumers, leveraging technology and compliance as an advantage
- Tech Innovations
CEO Alex Baydin Welcome COMPLY2017
Alex Baydin, Founder & CEO of PerformLine, welcome address to COMPLY2017 attendees
The Future of RegTech
RegTech leaders discuss how compliance teams can adopt RegTech solutions
- RegTech
Hear From The Regulators
Regulators discuss the status of certain rules & lessons from recent enforcements
- Regulatory Compliance
Making a Culture of Compliance Contagious
LaSalle shares how fostering an environment of collaboration has made compliance contagious
Data, Intelligence & Bots
Explore the approaches to managing the end-to-end enterprise compliance process
- Tech Innovations
An Overview of the CFPB Complaint Process and Database
Learn what’s inside the CFPB’s Consumer Complaint Database & how the Bureau uses it
- Consumer Protection
Tips for Leading Enterprises Through a Compliance Crisis
Donna details how she led a large education company through a multi-state enforcement
Innovators Fireside Chat
Doug provides insight on the state of consumer lending
CEO Alex Baydin Welcome COMPLY2016
PerformLine CEO & Founder, Alex Baydin welcomes everyone to COMPLY2016
10 Steps to Building a Great Compliance Practice
Chris DelSanto from EDMC covers the 10 tactical steps to build your compliance program
Marketplace Lending is Changing the Game
What lenders have learned from past mistakes in the consumer finance space
- Consumer Protection
The New Normal in Higher Ed Marketing
Learn insights from the new set of program integrity rules from the Department of Education
- Regulatory Compliance
Monitoring Your Agents is No Longer a "Nice to Have" in Contact Centers
Learn how a contact center matured their QA team & process into a successful operation
Playing to Win in the Highly Compliant World of Credit Card Marketing
The credit card industry is still on the CFPB’s watch list
- Consumer Protection
Innovator Fireside Chat with Joe Zawadzki
Joe shares what's new at the IAB Data Center of Excellence - 2016
The Perils & Possibilities of Content Marketing
Perils marketers face protecting their brand & possibilities across channels
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