Binge on the Best COMPLY Content

Binge on the Best COMPLY Content

Some inspiring names haven taken the COMPLY stage.
Watch these COMPLY sessions and be inspired to think bigger in your compliance program.

COMPLY-green-background-circles-2024

CFPB Complaints, Enforcements, Rulemaking Surge, Future Projections

Get fresh perspectives into CFPB activity in 2023 and predictions for 2024

Regulatory Compliance

Ensuring Marketing Compliance: Insights from Recent Enforcement Actions

Get ahead of regulatory scrutiny with expert insights from recent enforcement actions

Regulatory Compliance

Minimizing UDAAP Compliance Risk

Gain valuable insights into UDAAP compliance and how to mitigate risk

Consumer Protection

Using Risk Data & Analytics to Thrive

Chris Tocin from M&T Bank teaches how to build a scalable risk analytics program

BNPL and POS Lending: Protecting Consumers and the Industry

How lenders are ensuring that they’re meeting consumer protection expectations

BNPL
Consumer Protection

Upcoming Events

Consumer Protection

Comply Summit Kickoff

PerformLine CEO & Founder Alex Baydin sets the stage for the next three COMPLY events

Consumer Protection and State Regulators

Hear what heads of consumer protection for their states say about their bureau’s agenda

Consumer Protection
Regulatory Compliance

Industry Fireside Chat: Diversity, Equity, and Inclusion

Nikita Pearson is the Director of the Office of Minority and Women Inclusion at the FDIC

Tech Innovations and the Solve for Banks and FIs

Learn how innovators are meeting the expectations set for their partnerships to thrive

Banking
Tech Innovations

An Outlook from CCOs

Learn these CCOs' approaches to challenges & changes their compliance teams face

AML and KYC Compliance In a Shifting Digital World

Learn how experts are identifying & getting out in front of potential threats

Tech Innovations

CEO Alex Baydin Welcome

Alex Baydin, CEO, kicking off the second event of the COMPLY Summit conference

Mortgage Industry Fireside Chats: Puja Amin

Mortgage expert Puja Amin reviews how she protects consumers with regulation challenges

Mortgage

Mortgage Industry Fireside Chats: John Henson

Mortgage expert John Henson talks about the challenges the mortgage industry overcame

Mortgage

Mortgage Industry Fireside Chats: Katherine Campbell

Mortgage expert Katherine Campbell discusses the regulatory challenges in the lending future

Mortgage

Blitzscaling an Effective Marketing Compliance Program in Under 90 Days

Gain a roadmap of how to build an effective marketing compliance program for your firm

Meet the Regulators

How regulators stay ahead of the changing environment to ensure consumer protection

FinTech
Regulatory Compliance

Consumer Protection

FinTech and Financial Institutions: What's Next in the Digital Frontier?

Learn how leading players in the financial services space are innovating and adapting

FinTech
Tech Innovations

The CFPB Consumer Complaint Database: The Tools Every FI Should be Using

Join Scott Steckle to learn how to use the CFPB's database in your compliance program

Consumer Protection

A Fireside Chat with Richard Cordray

Alex Baydin, CEO of PerformLine, chats with former CFPB director, Richard Cordray

Technology Firesides Chat with Matt Gavin of AB InBev

Learn how to transition to an "operationalized" compliance program that incorporates analytics

Tech Innovation and the Solve for Financial Institutions During A Crisis

Learn how organizations assess new compliance technologies to meet demands

Tech Innovations

Using Compliance Data and Analytics as an Early Warning System

Learn how compliance and data analytics can help to turn insights into action

CEO Alex Baydin Welcome COMPLY19

Alex Baydin, CEO & Founder of PerformLine, kicks off COMPLY2019.

Building a Flywheel for Culture of Compliance and Collaboration

Learn how to develop proactive compliance programs

Business Lending: Partnerships that Work

How companies are scaling lending through partnerships and innovation

Compliance Hiring: Building the Right Team

Best practices for hiring the right compliance team

Credit: The Challenges and Opportunities of Demand and Compliance

Hear from the senior executives who are driving compliance and acquisitions

Credit

Fighting Financial Crime Amidst Growing Complexity

Learn how experts in financial crimes are handling & getting out in front of threats

Consumer Protection
FinTech

Serving the Underserved: Grow Your Business, Deepen Your Impact

Jotaka helps fintechs and regulators find the balance between innovation and regulation

Consumer Protection
Regulatory Compliance

Regulatory Keynote: Richard Cordray, CFPB

Join Richard as he discusses the Bureau and his insights on the regulatory environment

Hear from the FTC's Director or the Bureau of Consumer Protection

Hear about the FTC’s enforcement priorities for fintech, Internet ads, payments, and servicing

Consumer Protection

Hear from the Regulators

Join this panel of regulators as they share what's most pressing on their desks

Regulatory Compliance

Industry Influencer: Harit Talwar, Goldman Sachs

Harit discusses Marcus by Goldman Sachs® and where he sees the industry headed

FinTech

Managing the Growing Weight of Compliance In the U.S. and Beyond

Learn how RegTechs are navigating financial institutions' compliance programs

Tony Paterno showcases PerformLine's Social Media Compliance Monitoring

Social Media

RegTechs Accelerating in the Ecosystem

Join RegTech executives as they discuss techs transforming risk and compliance practices

RegTech

Learn best practices for crafting & maintaining an effective social media compliance program

Social Media

State Attorneys General and the Push on Consumer Protection

Hear the plans State AGs have to enforce federal and state consumer protection laws

Consumer Protection

State of the Industry

How compliance matters more as regtech & fintech change the financial services landscape

FinTech
RegTech
Regulatory Compliance

The Unique Compliance and Safety Considerations of the Gig Economy

The unique compliance, legal, and privacy considerations that affect the Gig Economy

Winning the Board Over With Control Metrics that Matter

How to bring credibility, support, and engagement for a compliance program

CEO Alex Baydin Welcome COMPLY2018

Hear from Alex Baydin, Founder & CEO, PerformLine on the first day of COMPLY2018

RegTech: A Triple Bottom Line Opportunity for Financial Institutions

Emerging RegTech solutions offer the ecosystem a triple bottom line

RegTech

Investors Thesis in RegTech

What investors look for when making investments & insights on valuation ranges

RegTech

From Compliance Rags to Riches: Winning the Battle for Budget

Vishal Ranjane of Protiviti and Chris Tocin from M&T Bank discuss compliance culture

Consumer Protection and the State Attorneys General

State AGs on how they enforce federal and state consumer protection laws

Consumer Protection

Innovators Fireside Chat

How companies are turning to Regulatory Compliance Analytics solutions

CEO Welcome to COMPLY2018 Day 2

CEO Alex Baydin welcomes all to Day 2 of COMPLY2018

Digitally Native Regulation: Better, Faster, and Cheaper

Changes that are coming and what it all means for compliance professionals

Hear from Regulators

Our panel of regulators share what’s shaping their agendas and most pressing on their desks

Regulatory Compliance

The Chief Compliance Officer Perspective

Learn CCOs' approaches to the challenges and changes provided by new technologies

Behind the Curtain on the Techs Powering RegTech

RegTech CEOs discuss tech that can transform your risk and compliance practice

RegTech

UK legal experts & Google’s former Head of Legal discusses the challenges of regulation

Regulatory Compliance

Risk Signals in the Contact Center: Complaints, Compliance and Agent Performance

Where risk is emerging in regulations and expectations from the FTC and FCC

Regulatory Compliance

Reimagining AML/KYC Compliance In Your Risk Department

How CROs are using RegTech to navigate and reimagine their compliance programs

Marketing and Compliance Mavens

Leaders are engaging consumers, leveraging technology and compliance as an advantage

Tech Innovations

CEO Alex Baydin Welcome COMPLY2017

Alex Baydin, Founder & CEO of PerformLine, welcome address to COMPLY2017 attendees

The Future of RegTech

RegTech leaders discuss how compliance teams can adopt RegTech solutions

RegTech

Hear From The Regulators

Regulators discuss the status of certain rules & lessons from recent enforcements

Regulatory Compliance

Making a Culture of Compliance Contagious

LaSalle shares how fostering an environment of collaboration has made compliance contagious

Data, Intelligence & Bots

Explore the approaches to managing the end-to-end enterprise compliance process

Tech Innovations

An Overview of the CFPB Complaint Process and Database

Learn what’s inside the CFPB’s Consumer Complaint Database & how the Bureau uses it

Consumer Protection

Tips for Leading Enterprises Through a Compliance Crisis

Donna details how she led a large education company through a multi-state enforcement

Innovators Fireside Chat

Doug provides insight on the state of consumer lending

CEO Alex Baydin Welcome COMPLY2016

PerformLine CEO & Founder, Alex Baydin welcomes everyone to COMPLY2016

10 Steps to Building a Great Compliance Practice

Chris DelSanto from EDMC covers the 10 tactical steps to build your compliance program

Marketplace Lending is Changing the Game

What lenders have learned from past mistakes in the consumer finance space

Consumer Protection

The New Normal in Higher Ed Marketing

Learn insights from the new set of program integrity rules from the Department of Education

Regulatory Compliance

Monitoring Your Agents is No Longer a "Nice to Have" in Contact Centers

Learn how a contact center matured their QA team & process into a successful operation

Playing to Win in the Highly Compliant World of Credit Card Marketing

The credit card industry is still on the CFPB’s watch list

Consumer Protection

Innovator Fireside Chat with Joe Zawadzki

Joe shares what's new at the IAB Data Center of Excellence - 2016

The Perils & Possibilities of Content Marketing

Perils marketers face protecting their brand & possibilities across channels