COMPLY Summit Content Library

Using Risk Data & Analytics to Thrive - 2021

Chris Tocin from M&T Bank teaches how to build a scalable risk analytics program

BNPL and POS Lending: Protecting Consumers and the Industry - 2021

How lenders are ensuring that they’re meeting consumer protection expectations

BNPL
Consumer Protection

Consumer Protection

Comply Summit Kickoff - February 4th, 2021

PerformLine CEO & Founder Alex Baydin sets the stage for the next three COMPLY events

Consumer Protection and State Regulators - 2021

Hear what heads of consumer protection for their states say about their bureau’s agenda

Consumer Protection
Regulatory Compliance

Industry Fireside Chat: Diversity, Equity, and Inclusion - 2021

Nikita Pearson is the Director of the Office of Minority and Women Inclusion at the FDIC

Tech Innovations and the Solve for Banks and FIs - 2021

Learn how innovators are meeting the expectations set for their partnerships to thrive

Banking
Tech Innovations

An Outlook from CCOs - 2021

Learn these CCOs' approaches to challenges & changes their compliance teams face

AML and KYC Compliance In a Shifting Digital World - 2021

Learn how experts are identifying & getting out in front of potential threats

Tech Innovations

CEO Alex Baydin Welcome - March 25, 2021

Alex Baydin, CEO, kicking off the second event of the COMPLY Summit conference

Mortgage Industry Fireside Chats: Puja Amin - 2021

Mortgage expert Puja Amin reviews how she protects consumers with regulation challenges

Mortgage

Mortgage Industry Fireside Chats: John Henson - 2021

Mortgage expert John Henson talks about the challenges the mortgage industry overcame

Mortgage

Mortgage Industry Fireside Chats: Katherine Campbell - 2021

Mortgage expert Katherine Campbell discusses the regulatory challenges in the lending future

Mortgage

Blitzscaling an Effective Marketing Compliance Program in Under 90 Days - 2021

Gain a roadmap of how to build an effective marketing compliance program for your firm

Meet the Regulators - 2021

How regulators stay ahead of the changing environment to ensure consumer protection

FinTech
Regulatory Compliance

Consumer Protection

FinTech and Financial Institutions: What's Next in the Digital Frontier? - 2021

Learn how leading players in the financial services space are innovating and adapting

FinTech
Tech Innovations

The CFPB Consumer Complaint Database: The Tools Every FI Should be Using - 2021

Join Scott Steckle to learn how to use the CFPB's database in your compliance program

Consumer Protection

A Fireside Chat with Richard Cordray - 2020

Alex Baydin, CEO of PerformLine, chats with former CFPB director, Richard Cordray

Technology Firesides Chat with Matt Gavin of AB InBev - 2020

Learn how to transition to an "operationalized" compliance program that incorporates analytics

Tech Innovation and the Solve for Financial Institutions During A Crisis - 2020

Learn how organizations assess new compliance technologies to meet demands

Tech Innovations

Using Compliance Data and Analytics as an Early Warning System - 2020

Learn how compliance and data analytics can help to turn insights into action

CEO Alex Baydin Welcome COMPLY19

Alex Baydin, CEO & Founder of PerformLine, kicks off COMPLY2019.

Building a Flywheel for Culture of Compliance and Collaboration - 2019

Learn how to develop proactive compliance programs

Business Lending: Partnerships that Work - 2019

How companies are scaling lending through partnerships and innovation

Compliance Hiring: Building the Right Team - 2019

Best practices for hiring the right compliance team

Credit: The Challenges and Opportunities of Demand and Compliance - 2019

Hear from the senior executives who are driving compliance and acquisitions

Credit

Fighting Financial Crime Amidst Growing Complexity - 2019

Learn how experts in financial crimes are handling & getting out in front of threats

Consumer Protection
FinTech

Serving the Underserved: Grow Your Business, Deepen Your Impact - 2019

Jotaka helps fintechs and regulators find the balance between innovation and regulation

Consumer Protection
Regulatory Compliance

Regulatory Keynote: Richard Cordray, CFPB - 2019

Join Richard as he discusses the Bureau and his insights on the regulatory environment

Hear from the FTC's Director or the Bureau of Consumer Protection - 2019

Hear about the FTC’s enforcement priorities for fintech, Internet ads, payments, and servicing

Consumer Protection

Hear from the Regulators - 2019

Join this panel of regulators as they share what's most pressing on their desks

Regulatory Compliance

Industry Influencer: Harit Talwar, Goldman Sachs - 2019

Harit discusses Marcus by Goldman Sachs® and where he sees the industry headed

FinTech

Managing the Growing Weight of Compliance In the U.S. and Beyond - 2019

Learn how RegTechs are navigating financial institutions' compliance programs

Tony Paterno showcases PerformLine's Social Media Compliance Monitoring

Social Media

RegTechs Accelerating in the Ecosystem - 2019

Join RegTech executives as they discuss techs transforming risk and compliance practices

RegTech

Learn best practices for crafting & maintaining an effective social media compliance program

Social Media

State Attorneys General and the Push on Consumer Protection - 2019

Hear the plans State AGs have to enforce federal and state consumer protection laws

Consumer Protection

State of the Industry - 2019

How compliance matters more as regtech & fintech change the financial services landscape

FinTech
RegTech
Regulatory Compliance

The Unique Compliance and Safety Considerations of the Gig Economy - 2019

The unique compliance, legal, and privacy considerations that affect the Gig Economy

Winning the Board Over With Control Metrics that Matter - 2019

How to bring credibility, support, and engagement for a compliance program

CEO Alex Baydin Welcome COMPLY2018

Hear from Alex Baydin, Founder & CEO, PerformLine on the first day of COMPLY2018

RegTech: A Triple Bottom Line Opportunity for Financial Institutions - 2018

Emerging RegTech solutions offer the ecosystem a triple bottom line

RegTech

Investors Thesis in RegTech - 2018

What investors look for when making investments & insights on valuation ranges

RegTech

From Compliance Rags to Riches: Winning the Battle for Budget - 2018

Vishal Ranjane of Protiviti and Chris Tocin from M&T Bank discuss compliance culture

Consumer Protection and the State Attorneys General - 2018

State AGs on how they enforce federal and state consumer protection laws

Consumer Protection

Innovators Fireside Chat - 2018

How companies are turning to Regulatory Compliance Analytics solutions

CEO Welcome to COMPLY2018 Day 2

CEO Alex Baydin welcomes all to Day 2 of COMPLY2018

Digitally Native Regulation: Better, Faster, and Cheaper - 2018

Changes that are coming and what it all means for compliance professionals

Hear from Regulators - 2018

Our panel of regulators share what’s shaping their agendas and most pressing on their desks

Regulatory Compliance

The Chief Compliance Officer Perspective - 2018

Learn CCOs' approaches to the challenges and changes provided by new technologies

Behind the Curtain on the Techs Powering RegTech - 2018

RegTech CEOs discuss tech that can transform your risk and compliance practice

RegTech

UK legal experts & Google’s former Head of Legal discusses the challenges of regulation

Regulatory Compliance

Risk Signals in the Contact Center: Complaints, Compliance and Agent Performance - 2018

Where risk is emerging in regulations and expectations from the FTC and FCC

Regulatory Compliance

Reimagining AML/KYC Compliance In Your Risk Department - 2018

How CROs are using RegTech to navigate and reimagine their compliance programs

Marketing and Compliance Mavens - 2018

Leaders are engaging consumers, leveraging technology and compliance as an advantage

Tech Innovations

CEO Alex Baydin Welcome COMPLY2017

Alex Baydin, Founder & CEO of PerformLine, welcome address to COMPLY2017 attendees

The Future of RegTech - 2017

RegTech leaders discuss how compliance teams can adopt RegTech solutions

RegTech

Hear From The Regulators - 2017

Regulators discuss the status of certain rules & lessons from recent enforcements

Regulatory Compliance

Making a Culture of Compliance Contagious - 2017

LaSalle shares how fostering an environment of collaboration has made compliance contagious

Data, Intelligence & Bots - 2017

Explore the approaches to managing the end-to-end enterprise compliance process

Tech Innovations

An Overview of the CFPB Complaint Process and Database - 2017

Learn what’s inside the CFPB’s Consumer Complaint Database & how the Bureau uses it

Consumer Protection

Tips for Leading Enterprises Through a Compliance Crisis - 2017

Donna details how she led a large education company through a multi-state enforcement

Innovators Fireside Chat - 2017

Doug provides insight on the state of consumer lending

CEO Alex Baydin Welcome COMPLY2016

PerformLine CEO & Founder, Alex Baydin welcomes everyone to COMPLY2016

10 Steps to Building a Great Compliance Practice - 2016

Chris DelSanto from EDMC covers the 10 tactical steps to build your compliance program

Marketplace Lending is Changing the Game - 2016

What lenders have learned from past mistakes in the consumer finance space

Consumer Protection

The New Normal in Higher Ed Marketing - 2016

Learn insights from the new set of program integrity rules from the Department of Education

Regulatory Compliance

Monitoring Your Agents is No Longer a "Nice to Have" in Contact Centers - 2016

Learn how a contact center matured their QA team & process into a successful operation

Playing to Win in the Highly Compliant World of Credit Card Marketing - 2016

The credit card industry is still on the CFPB’s watch list

Consumer Protection

Innovator Fireside Chat with Joe Zawadzki

Joe shares what's new at the IAB Data Center of Excellence - 2016

The Perils & Possibilities of Content Marketing - 2016

Perils marketers face protecting their brand & possibilities across channels